KP
KP

Kristen Pulley

20 Years of Experience
Princeton, NJ
Broker

Kristen Pulley is a registered investment advisor at Blackrock Investment Management, LLC, based in Princeton, NJ, with 20 years of industry experience. Kristen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 11,238 clients with $510B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
677 advisors
IM Fee
Planning only
Assets Under Management
$508.2B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1 University Square Drive, Princeton, NJ, 08540

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kristen is a board member/trustee at Cathedral High School, attending meetings, organizing events, fundraising, and advising on school business. She devotes a few hours per week to this role.

Employment History
Current Registrations
Blackrock Investment Management, LLC
August 2015 - Present · 10 yrs 9 mos
Blackrock Investments, LLCBroker
August 2015 - Present · 10 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2011 - July 2015 · 4 yrs
Credit Suisse Securities (USA) LLCBroker
June 2010 - February 2011 · 8 mos
Credit Suisse Securities (USA) LLC
June 2010 - February 2011 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2006 - July 2009 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2006 - July 2009 · 2 yrs 8 mos
Blackrock Investment Management LLC
September 2006 - December 2006 · 3 mos
Blackrock Investments, INC.Broker
September 2006 - November 2006 · 2 mos
Merrill Lynch Investment Managers LP
December 2004 - September 2006 · 1 yr 9 mos
Fam Distributors, INC.Broker
October 2004 - September 2006 · 1 yr 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kristen Pulley - Financial Advisor | TrueAdvisor