Thomas Carlson
Thomas Carlson is a registered investment advisor at Osaic Wealth, INC., based in Newport News, VA, with 21 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
11528 Jefferson Ave, Newport News, VA, 23601
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Regulatory History (1)
Customer Dispute
June 2018Other Business ActivitiesSells Insurance
Thomas is involved in life insurance sales through Teagle Financial, dedicating minimal time to discussing life insurance needs with clients. He is also a member of a BNI networking group for referrals and an assistant secretary for the Rotary Club of Newport News.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Hbw Securities LLCBroker
American General Securities IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.