TrueAdvisor
TrueAdvisor
BW
BW

Brett Wood

Advice and Planning Services
14 Years of Experience
Frisco, TX
1 DisclosureBroker
View SEC Summary
View SEC Summary

Brett Wood is a registered investment advisor at Advice and Planning Services, based in Frisco, TX, with 14 years of industry experience. Brett is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 72,503 clients with $38B in assets under management.

Advice and Planning Services
Compensation
Fee-Only (% of Portfolio)
Firm Size
1692 advisors
Number of Clients
72,503 clients
Average Client Portfolio
$523K average
Assets Under Management
$37.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.15%

Rates vary by managed account program. TIAA Portfolio Advisor uses a tiered schedule ranging from 1.15% down to 0.40% annually. Private Asset Management ranges from 0.90% down to 0.40% for blended portfolios plus transaction costs, and 0.15% for fixed income portfolios plus transaction costs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3965 Dallas Parkway, Frisco TRAC, Frisco, TX, 75034

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
May 1988
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Tiaa-Cref Individual & Institutional Services, LLC
March 2024 - Present · 2 yrs 7 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
March 2024 - Present · 2 yrs 7 mos
Advice and Planning Services
January 2024 - Present · 2 yrs 9 mos
Previous Registrations
Corecap Advisors
July 2021 - January 2024 · 2 yrs 6 mos
Oneamerica Securities, INC.
May 2013 - March 2015 · 1 yr 10 mos
Oneamerica Securities, INC.Broker
May 2013 - March 2015 · 1 yr 10 mos
New England Securities Corporation
January 2009 - July 2012 · 3 yrs 6 mos
New England SecuritiesBroker
December 2008 - July 2012 · 3 yrs 7 mos
Lincoln Financial Securities CorporationBroker
October 2007 - December 2008 · 1 yr 2 mos
MML Investors Services, INC.Broker
April 2007 - October 2007 · 6 mos
Lincoln Financial Advisors Corporation
March 2006 - February 2007 · 11 mos
The Lincoln National Life Insurance CompanyBroker
March 2006 - June 2006 · 3 mos
Lincoln Financial Advisors CorporationBroker
March 2006 - February 2007 · 11 mos
AXA Advisors, LLCBroker
November 2004 - February 2006 · 1 yr 3 mos
AXA Advisors, LLC
November 2004 - February 2006 · 1 yr 3 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Frisco, TX →All financial advisors in Texas →