James Thomas
James Thomas is a registered investment advisor at The Appalachian Financial Group, based in Mechanicsburg, PA, with 21 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Federal Employees, Financial Planning & Coaching, Retirement Planning.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
100 Sterling Parkway, Suite 306, Mechanicsburg, PA, 17050
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2013Other Business ActivitiesSells Insurance
James is an agent for fixed annuities and owns rental property. He is also a member of The Conodoguinet Club, LLC, and an instructor for Appalachian Financial Literacy Group LLC, spending minimal time on each of these activities. James also uses The Snook Group, LLC as a DBA for insurance services.
Employment History
Current Registrations
The Appalachian Financial Group
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
The Appalachian Financial Group
Wienken Advisors, LTD.
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.