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CFP

Donald Karpick

Ameriprise Financial Services, LLC
21 Years of Experience
Schaumburg, IL
1 DisclosureBroker
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Donald Karpick is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Schaumburg, IL, with 21 years of industry experience. Donald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1375 E Woodfield Rd Ste 750, Schaumburg, IL, 60173

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2006
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Donald is a board member and president of Karpick, dedicating minimal time. He also works for PMM Partners, Inc., spending about a third of his time there.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2011 - Present · 15 yrs 1 mo
Ameriprise Financial Services, LLC
September 2011 - Present · 15 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2011 - Present · 15 yrs 1 mo
Previous Registrations
Charles Schwab & CO., INC.
August 2008 - December 2010 · 2 yrs 4 mos
Charles Schwab & CO., INC.Broker
August 2008 - December 2010 · 2 yrs 4 mos
Ameriprise Financial Services, INC.
November 2004 - July 2008 · 3 yrs 8 mos
Ameriprise Financial Services, INC.Broker
November 2004 - July 2008 · 3 yrs 8 mos
Ids Life Insurance CompanyBroker
November 2004 - July 2006 · 1 yr 8 mos
State Registrations18 states
ARCACOFLGAIDILINKYMIMNMONVPATXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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