Nicholas Twining is a registered investment advisor, based in Columbus, OH, with 20 years of industry experience.
Location
Columbus, OH
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nicholas is involved with Hilton Head Asset Mgmt Group, providing investment advisory services since March 2020. This activity takes nearly full-time.
Employment History
Current Registrations
B. Riley Wealth Management
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth ManagementBroker
July 2022 - Present · 3 yrs 10 mos
B. Riley Wealth Advisors, INC.
March 2020 - Present · 6 yrs 2 mos
Previous Registrations
National Securities CorporationBroker
March 2020 - July 2022 · 2 yrs 4 mos
Morgan Stanley
February 2014 - March 2020 · 6 yrs 1 mo
Morgan StanleyBroker
February 2014 - March 2020 · 6 yrs 1 mo
J.P. Morgan Securities LLC
October 2012 - February 2014 · 1 yr 4 mos
J.P. Morgan Securities LLCBroker
October 2012 - February 2014 · 1 yr 4 mos
Chase Investment Services CORP.
June 2010 - October 2012 · 2 yrs 4 mos
Chase Investment Services CORP.Broker
June 2010 - October 2012 · 2 yrs 4 mos
Barrett Securities INC.Broker
September 2009 - May 2010 · 8 mos
Gilford Securities IncorporatedBroker
March 2005 - May 2010 · 5 yrs 2 mos
State Registrations15 states
AKAZCADEFLGAMAMINCNJNYOHPASCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.