Kimberly Scott is a registered investment advisor, based in Berlin, CT, with 21 years of industry experience. Kimberly is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Berlin, CT
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Regulatory History (2)
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Customer Dispute
August 2008Denied
Customer Dispute
October 2006Settled
Employment History
Current Registrations
Vp Distributors, LLC
November 2012 - Present · 13 yrs 11 mos
Virtus Investment Advisers, LLC
November 2012 - Present · 13 yrs 11 mos
Vp Distributors, LLCBroker
November 2012 - Present · 13 yrs 11 mos
Previous Registrations
People's Securities, INC.
May 2011 - October 2012 · 1 yr 5 mos
People's Securities, INC.Broker
May 2011 - October 2012 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2010 - May 2011 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2010 - May 2011 · 10 mos
Metlife Securities INC.
December 2009 - July 2010 · 7 mos
Metlife Securities INC.Broker
December 2009 - July 2010 · 7 mos
Allstate Financial Services, LLCBroker
May 2009 - November 2009 · 6 mos
Ameriprise Financial Services, INC.
January 2005 - April 2009 · 4 yrs 3 mos
Ameriprise Financial Services, INC.Broker
December 2004 - April 2009 · 4 yrs 4 mos
Ids Life Insurance CompanyBroker
December 2004 - July 2006 · 1 yr 7 mos
State Registrations1 state
CT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.