SP
SP

Stephen Piacentini

21 Years of Experience
Memphis, TN
1 DisclosureBrokerSells Insurance

Stephen Piacentini is a registered investment advisor at LPL Financial LLC, based in Memphis, TN, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

4385 Poplar Avenue Rtc 2nd Fl, Memphis, TN, 38117

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2022
Denied
Other Business ActivitiesSells Insurance

Stephen coaches middle school golf teams at Westminster Academy, dedicating about 10-20% of his time to this non-investment related activity. He also receives compensation from investment-related sales of insurance and annuities through the firm and its affiliated entities.

Employment History
Current Registrations
LPL Financial LLC
August 2025 - Present · 11 mos
LPL Financial LLCBroker
August 2025 - Present · 11 mos
Previous Registrations
First Horizon Advisors, INC
August 2015 - August 2025 · 10 yrs
First Horizon Advisors, INC.Broker
August 2015 - August 2025 · 10 yrs
LPL Financial LLC
November 2011 - August 2015 · 3 yrs 9 mos
LPL Financial LLCBroker
November 2011 - August 2015 · 3 yrs 9 mos
First Tennessee Advisory Services, INC.
September 2010 - November 2011 · 1 yr 2 mos
Ftb Advisors, INC.
December 2006 - November 2011 · 4 yrs 11 mos
First Tennessee Brokerage, INC.Broker
December 2006 - November 2011 · 4 yrs 11 mos
Morgan Stanley
May 2005 - September 2006 · 1 yr 4 mos
Morgan Stanley Dw INC.Broker
March 2005 - September 2006 · 1 yr 6 mos
J.P. Turner & Company, L.L.C.Broker
December 2004 - April 2005 · 4 mos
State Registrations22 states
ALARAZCADEFLGAKSKYLAMOMSNCNJNMOKPASCTNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.