Stephen Horn
Stephen Horn is a registered investment advisor at Ameriprise Financial Services, LLC, based in Newport, KY, with 21 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
515 Monmouth St., Ste. 302A, Newport, KY, 41071-4588
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Stephen owns and operates Christopher Financial Group, a financial planning and investment management practice, dedicating about a third of his time to it. He is also a co-owner of Copper Path Financial Advisors, LLC, managing the Ameriprise business, which takes minimal time.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Cetera Advisors LLC
Cetera Advisors LLCBroker
Pan-American Investment Advisers, INC.
Pan-American Financial AdvisersBroker
State Registrations10 states
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