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TrueAdvisor
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CFA · CFP · ChFC
MM
CFA · CFP · ChFC

Matthew Mccoy

Sowell Management
21 Years of Experience
Chattanooga, TN
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Matthew Mccoy is a CFA, CFP, ChFC-designated registered investment advisor at Sowell Management, based in Chattanooga, TN, with 21 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Corporate Executives, Education Planning, and 7 more. Their firm serves 6,624 clients with $4.8B in assets under management.

Sowell Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
110 advisors
Number of Clients
6,624 clients
Average Client Portfolio
$726K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual fee generally varies up to 2.50% depending on the portfolio size, composition, services rendered, and the specific investment advisor representative. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3077 Broad Street, Ste 2A, Chattanooga, TN, 37408

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2020
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Matthew is an IAR/Principal at Sowell Management Services DBA KUMQUAT, providing fee-based financial planning and investment management, dedicating about half his time. He also works as an agent for PKS Financial Services selling fixed insurance and as an advisor for DPL Financial Partners, assisting clients with fixed insurance solutions, dedicating minimal time to each. Matthew also works as an independent consultant for Gerson Lehrman Group Consulting, spending minimal time consulting on industry topics.

Employment History
Current Registrations
Sowell Management
October 2016 - Present · 10 yrs
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
September 2012 - January 2026 · 13 yrs 4 mos
Concert Wealth Management
September 2012 - April 2017 · 4 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2009 - September 2012 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2009 - September 2012 · 3 yrs 4 mos
Ameriprise Financial Services, INC.
June 2005 - June 2009 · 4 yrs
Ameriprise Financial Services, INC.Broker
November 2004 - June 2009 · 4 yrs 7 mos
Ids Life Insurance CompanyBroker
November 2004 - July 2006 · 1 yr 8 mos
State Registrations1 state
TN
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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