Matthew Mccoy
Matthew Mccoy is a CFA, CFP, ChFC-designated registered investment advisor at Sowell Management, based in North Little Rock, AR, with 21 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 6,572 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sowell Management charges an annual fee based on the value of your portfolio. This fee can be up to 2.5% per year, but the exact amount depends on the size and composition of your portfolio, the services you receive, and the specific investment advisor representative you work with. Fees are typically charged in advance, but can also be billed after the fact. The fee may be negotiable.
Location
5320 Northshore Drive, North Little Rock, AR, 72118
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Regulatory History (1)
Customer Dispute
October 2020Other Business ActivitiesSells Insurance
Matthew is an IAR/Principal at Sowell Management Services DBA KUMQUAT, providing fee-based financial planning and investment management, dedicating about half his time. He also works as an agent for PKS Financial Services selling fixed insurance and as an advisor for DPL Financial Partners, assisting clients with fixed insurance solutions, dedicating minimal time to each. Matthew also works as an independent consultant for Gerson Lehrman Group Consulting, spending minimal time consulting on industry topics.
Employment History
Current Registrations
Sowell Management
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Concert Wealth Management
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.