Roger Hudgins is a registered investment advisor, based in Austin, TX, with 20 years of industry experience.
Location
5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roger works as an insurance agent selling insurance products through various insurance carriers since 2013. The filing does not specify the time commitment for this activity.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
September 2025 - Present · 10 mos
Kestra Advisory Services, LLC
September 2025 - Present · 10 mos
Previous Registrations
LPL Financial LLC
July 2021 - September 2025 · 4 yrs 2 mos
LPL Financial LLCBroker
July 2021 - September 2025 · 4 yrs 2 mos
Waddell & Reed
August 2013 - July 2021 · 7 yrs 11 mos
Waddell & ReedBroker
July 2013 - July 2021 · 8 yrs
Waddell & Reed, INC.
January 2005 - February 2013 · 8 yrs 1 mo
Waddell & Reed, INC.Broker
November 2004 - February 2013 · 8 yrs 3 mos
State Registrations20 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.