William Pugh
William Pugh is a registered investment advisor at Vela Consulting, LLC, based in Yorba Linda, CA, with 21 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 53 clients with $42M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Vela Consulting charges up to 1% annually of the value of your investments for investment management. The exact fee will vary depending on the amount of assets managed, the complexity of your situation, whether you are a legacy client, and the frequency of interactions with Vela. Fees are deducted monthly. Vela does not charge a fee on unmanaged assets. Fees are negotiable and may be reduced or waived for family and friends.
Location
Yorba Linda, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is an independent insurance agent selling life, health, and disability insurance, as well as non-variable annuities, dedicating minimal time to this. He is also a manager of investment funds for Oak Quarry Management LLC, spending about half his time on investor relations, qualifying investors, and securities sales through Columbia Capital Securities, Inc.
Employment History
Current Registrations
Vela Consulting, LLC
Previous Registrations
Columbia Capital Securities, INC.Broker
Apriem Advisors
Northern Trust Securities, INC.Broker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.