David Pfotenhauer is a registered investment advisor, based in Bala Cynwyd, PA, with 21 years of industry experience.
Location
555 City Avenue, Suite 440, Bala Cynwyd, PA, 19004
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
June 2019 - Present · 7 yrs 1 mo
Cetera Investment Advisers LLC
June 2019 - Present · 7 yrs 1 mo
Previous Registrations
Foresters Advisory Services, LLC
October 2013 - June 2019 · 5 yrs 8 mos
Foresters Financial Services, INC.Broker
February 2005 - June 2019 · 14 yrs 4 mos
State Registrations30 states
ALAZCACTDCDEFLGAHIIDILMAMDMEMINCNENHNJNMNVNYOHPASCTXVAVTVirgin IslandsWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.