GU
GU

Griselda Uzcategui

15 Years of Experience
Fort Lauderdale, FL
Broker

Griselda Uzcategui is a registered investment advisor at Raymond James & Associates, INC., based in Fort Lauderdale, FL, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

201 E. Las Olas Blvd., Suite 1630, Fort Lauderdale, FL, 33301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Griselda is a notary public in Broward County, Florida, but this activity is not investment-related and requires minimal time. She also has 20% ownership in Corporation Britanica 5G, LTD, located in Christ Church, Barbados, but has no duties and spends no time on this activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
April 2021 - Present · 5 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2018 - April 2021 · 3 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
May 2016 - April 2021 · 4 yrs 11 mos
Itau International Securities INC.Broker
February 2011 - May 2016 · 5 yrs 3 mos
Hapoalim Securities USA, INC.Broker
April 2010 - February 2011 · 10 mos
State Registrations7 states
CADEFLNJNYRITX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.