Carlos Henriques
Carlos Henriques is a CFP-designated registered investment advisor at Adviceone Advisory Services, LLC, based in Glastonbury, CT, with 19 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,449 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee of 2.00% based on asset level, complexity, and overall relationship.
Fee Estimator
Location
100 Western Boulevard, Glastonbury, CT, 06033
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carlos owns a commercial property through Waldemar Realty LLC, spending minimal time working with the property manager. He also provides entrepreneurial coaching to financial advisors through AdviceOne Empowerment Coaching LLC, dedicating a few hours per week.
Employment History
Current Registrations
Adviceone Advisory Services, LLC
Previous Registrations
Ssn Advisory, INC.
Securities Service Network, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Tower Square Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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