RG
RG

Roberto Guiot

22 Years of Experience
Houston, TX
Broker

Roberto Guiot is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2800 Post Oak Boulevard, Suite 3200, Houston, TX, 77056

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Roberto owns multiple rental properties in Texas and Mexico, operating as a sole proprietor. He dedicates minimal time outside of business hours to property management and administration.

Employment History
Current Registrations
Morgan Stanley
December 2020 - Present · 5 yrs 5 mos
Morgan StanleyBroker
December 2020 - Present · 5 yrs 5 mos
Previous Registrations
Bbva Securities INC.Broker
May 2013 - December 2020 · 7 yrs 7 mos
Bbva Wealth Solutions INC.
September 2011 - December 2020 · 9 yrs 3 mos
Bbva Compass Investment Solutions, INCBroker
June 2009 - May 2013 · 3 yrs 11 mos
Bbva Investments INC.Broker
June 2006 - July 2009 · 3 yrs 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
December 2004 - June 2006 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2004 - June 2006 · 1 yr 7 mos
Arka Securities INC.Broker
February 2000 - January 2001 · 11 mos
State Registrations11 states
AZCACODEFLNYSDTXVirgin IslandsWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.