Diana Leon
Diana Leon is a registered investment advisor at Osaic Wealth, INC., based in Gaithersburg, MD, with 16 years of industry experience. Diana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
9711 Washingtonian Blvd., Suite 550, Gaithersburg, MD, 20878
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2026Customer Dispute
September 2025Employment Separation After Allegations
April 2015Other Business Activities
Diana owns Santa Fe Financial Services LLC for tax/investment purposes, dedicating minimal time. She also owns rental real estate, but spends no time on it.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Capital One Investing, LLCBroker
Capital One Advisors, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.