Nicholas Maloney is a registered investment advisor, based in Reno, NV, with 13 years of industry experience.
Location
500 Damonte Ranch Parkway, Building 700, Unit 700, Reno, NV, 89521
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas works as a sales representative selling life insurance and fixed annuities since June 2023. This activity requires minimal time.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
February 2026 - Present · 3 mos
Belpointe Asset Management LLC
November 2025 - Present · 6 mos
Previous Registrations
MML Investors Services, LLC
June 2021 - November 2025 · 4 yrs 5 mos
MML Investors Services, LLCBroker
March 2017 - November 2025 · 8 yrs 8 mos
Msi Financial Services, INC.Broker
August 2016 - March 2017 · 7 mos
Metlife Securities INC.Broker
January 2005 - September 2008 · 3 yrs 8 mos
Metropolitan Life Insurance CompanyBroker
January 2005 - July 2007 · 2 yrs 6 mos
State Registrations7 states
CAFLILNCNYTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.