NC
NC
Neil Christie
21 Years of Experience
Shasta, CA
1 DisclosureBrokerSells Insurance
Neil Christie is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Shasta, CA, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
Shasta, CA
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Regulatory History (1)
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Customer Dispute
April 2008Denied
Other Business ActivitiesSells Insurance
Neil works as a non-variable insurance agent since 2017. He dedicates minimal time to this activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2009 - Present · 16 yrs 8 mos
Raymond James Financial Services, INC.
September 2009 - Present · 16 yrs 8 mos
Raymond James Financial Services, INC.Broker
September 2009 - Present · 16 yrs 8 mos
Previous Registrations
Chase Investment Services CORP.
May 2009 - September 2009 · 4 mos
Chase Investment Services CORP.Broker
May 2009 - September 2009 · 4 mos
Wamu Investments, INC.
June 2008 - May 2009 · 11 mos
Wamu Investments, INC.Broker
November 2004 - May 2009 · 4 yrs 6 mos
State Registrations17 states
AKAZCACOIDMEMOMTNMNVNYOHORUTVAWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.