Allison Kaplan is a registered investment advisor at Pathstone, based in Potomac, MD, with 19 years of industry experience. Allison operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 7 more. Their firm serves 2,244 clients with $110B in assets under management.
Compensation
Firm Size
Number of Clients
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Assets Under Management
Fee Structure
Pathstone determines investment management fees based on the specific services selected, account size, complexity, and scope of the relationship. Fees are typically structured as an asset-based fee with fixed or tiered percentage points and breakpoints, though fixed fees, performance-based fees, or comprehensive fees may also apply. Because Pathstone acquired multiple legacy organizations, fee schedules vary by office location and client history. All fee arrangements are fully negotiable and agreed upon in a written contract prior to onboarding.
Location
12505 Park Potomac Ave, Suite 400, Potomac, MD, 20854
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Pathstone
Previous Registrations
Convergent Wealth Advisors, LLC
Lydian Wealth Management Company, LLC
State Registrations1 state
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