Ming Chen
Ming Chen is a registered investment advisor at Charles Schwab & CO., INC., based in Walnut Creek, CA, with 21 years of industry experience. Ming operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Location
1231 S. California Blvd., Walnut Creek, CA, 94596-5122
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2017Other Business Activities
Ming owns multiple rental properties, including properties in Las Vegas and Hayward, CA, dating back to 2013. Ming spends about 10-20% of their time managing these properties, though some are managed by rental management companies.
Employment History
Current Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Previous Registrations
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.