Daniel Krase is a registered investment advisor, based in Honolulu, HI, with 18 years of industry experience.
Location
333 Queen Street, Honolulu, HI, 96813
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
March 2024 - Present · 2 yrs 2 mos
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
Cuso Financial Services, L.P.
February 2021 - March 2024 · 3 yrs 1 mo
Cuso Financial Services, L.P.Broker
February 2021 - March 2024 · 3 yrs 1 mo
J.P. Morgan Securities LLCBroker
October 2012 - February 2021 · 8 yrs 4 mos
J.P. Morgan Securities LLC
October 2012 - February 2021 · 8 yrs 4 mos
Chase Investment Services CORP.Broker
April 2010 - October 2012 · 2 yrs 6 mos
Chase Investment Services CORP.
April 2010 - October 2012 · 2 yrs 6 mos
Uvest Financial Services Group, INC.
January 2008 - November 2008 · 10 mos
Uvest Financial Services Group, INC.Broker
January 2008 - November 2008 · 10 mos
Ifmg Securities, INC.
January 2007 - February 2008 · 1 yr 1 mo
Ifmg Securities, INC.Broker
January 2007 - February 2008 · 1 yr 1 mo
American Express Financial Advisors, INC.
December 2004 - March 2005 · 3 mos
American Express Financial Advisors INC.Broker
November 2004 - March 2005 · 4 mos
Ids Life Insurance CompanyBroker
November 2004 - March 2005 · 4 mos
State Registrations7 states
AZCACOHIILNVTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.