Erica Palmer is a registered investment advisor at LPL Financial LLC, based in New York, NY, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
151 W 42nd St, New York, NY, 10036
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Erica works for BMO Investment Services and BMO Harris Bank, dedicating full-time hours to these roles. She also co-owns Green Light TX Holdings LLC, a real estate rental company with properties in Texas, North Carolina, and Alabama, and Green Light WY Holdings LLC, a business entity for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Citi Private Alternatives, LLCBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Citicorp Investment Services
Citicorp Investment ServicesBroker
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.