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Joseph Rotter

6 Years of Experience
Chicago, IL
Broker

Joseph Rotter is a registered investment advisor at Neuberger Berman Bd LLC, based in Chicago, IL, with 6 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

190 South Lasalle Street, 23rd & 24th & 27th Floor, Chicago, IL, 60603

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Joseph provides portfolio management services to various Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles, which are managed by Neuberger Berman Investment Advisers LLC, on an ongoing basis.

Employment History
Current Registrations
Neuberger Berman Bd LLC
September 2019 - Present · 6 yrs 8 mos
Neuberger Berman Bd LLC
April 2019 - Present · 7 yrs 1 mo
Neuberger Berman Bd LLCBroker
April 2019 - Present · 7 yrs 1 mo
State Registrations4 states
FLILINNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.