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Nicholas Digregorio

21 Years of Experience
Pennington, NJ
1 DisclosureBroker

Nicholas Digregorio is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Pennington, NJ, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

1100-1800 American Blvd, Investment Solutions Group, Pennington, NJ, 08534

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History

Regulatory History (1)
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Judgment / Lien
July 2022
Other Business Activities

Nicholas is an independent contractor for Ticket Software, LLC (DBA TicketNetwork, Inc.) since 2011, marketing event tickets through his website. This takes about 10-20% of his time.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2010 - Present · 15 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2010 - Present · 15 yrs 8 mos
Previous Registrations
Chelsea Financial ServicesBroker
June 2009 - September 2010 · 1 yr 3 mos
Vfinance Investments, INCBroker
January 2007 - June 2009 · 2 yrs 5 mos
J.P. Turner & Company, L.L.C.Broker
June 2005 - January 2007 · 1 yr 7 mos
Joseph Stevens & Company, INC.Broker
December 2004 - June 2005 · 6 mos
State Registrations47 states
ALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSNCNDNENHNJNMNVNYOHOKORPARISCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicholas Digregorio - Financial Advisor | TrueAdvisor