Charles Thompson
Charles Thompson is a registered investment advisor at Wells Fargo Advisors, based in Greensboro, NC, with 21 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2020 New Garden Rd, Ste C, Greensboro, NC, 27410
Get directionsHistory
Regulatory History (1)
Judgment / Lien
September 2008Other Business Activities
Charles is listed as the secretary of Four Oaks Restaurant Corp., a full-service restaurant, where he spends about 10-20% of his time providing consulting and advice. This activity occurs during non-security trading hours.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.