Chad Krieg
Chad Krieg is a registered investment advisor at Pence Capital Management, LLC, based in Newport Beach, CA, with 20 years of industry experience. Chad is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Socially Responsible Investing. Their firm serves 9 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.85% |
Consulting fees generally range from 0.50% to 0.85% depending on the program type (UIT or Separately Managed Account) and are negotiable.
Fee Estimator
Location
5000 Birch Street #8000, Newport Beach, CA, 92660-2158
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2016Other Business Activities
Chad operates under Pence Wealth Management and Pence Financial Group, both DBAs for his LPL business. He also provides financial planning and administrative support through Pence Capital Management LLC, spending about 10-20% of his time on these activities.
Employment History
Current Registrations
Pence Capital Management, LLC
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Pence Wealth Management, INC.
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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