HC
HC

Hal Vincent Caprara

21 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
32 advisors
Number of Clients
1,963 clients
Average Client Portfolio
$377K average
Assets Under Management
$740.0M

Fee Structure

Minimum Investment:$25K
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Location

8500 Brooktree Rd., Suite 210, Wexford, PA, 15090

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Hal owns and manages real estate, including a rental property. He also owns Landmark Tax & Accounting Services, offering tax planning, preparation, bookkeeping, and payroll services; this takes about 10-20% of his time.

Employment History
Current Registrations
Bcg Securities, INC.Broker
June 2015 - Present · 10 yrs 8 mos
Bcg Securities, INC.
June 2015 - Present · 10 yrs 8 mos
Previous Registrations
Key Wealth Management, INC.
September 2021 - November 2021 · 2 mos
Capital Analysts, INC
December 2013 - June 2015 · 1 yr 6 mos
Lincoln InvestmentBroker
August 2010 - June 2015 · 4 yrs 10 mos
Lincoln Investment Planning, INC
August 2010 - June 2015 · 4 yrs 10 mos
Great American Advisors, INC.
January 2010 - August 2010 · 7 mos
Great American Advisors, INC.Broker
December 2009 - August 2010 · 8 mos
Ing Financial Advisers, LLC
January 2007 - January 2010 · 3 yrs
Ing Financial Advisers, LLCBroker
November 2004 - January 2010 · 5 yrs 2 mos
State Registrations3 states
ILPAVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.