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Charles Sullivan

Bolton Global Asset Management
21 Years of Experience
North Andover, MA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Charles Sullivan is a CFP-designated registered investment advisor at Bolton Global Asset Management, based in North Andover, MA, with 21 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 7,365 clients with $8.3B in assets under management.

Bolton Global Asset Management
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
149 advisors
Number of Clients
7,365 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$8.3B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum fee is 2.50% of assets under management. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

30 Massachusetts Ave, Suite 104, North Andover, MA, 01845

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Charles is an Investment Advisor Representative with Bolton Global Asset Management and does business under 'North Andover Trust Corp.', spending about 10-20% of his time on this. He is also the Owner, President, and Treasurer of Sullivan, Dixon & Co., PC, working as a CPA and dedicating nearly full-time hours to this role.

Employment History
Current Registrations
Bolton Global Asset Management
January 2007 - Present · 19 yrs 9 mos
Bolton Global Capital
November 2004 - Present · 21 yrs 11 mos
Bolton Global CapitalBroker
November 2004 - Present · 21 yrs 11 mos
State Registrations6 states
MAMENHNYRIVirgin Islands
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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