KM
KM

Kristi Moore

21 Years of Experience
Tyler, TX

Kristi Moore is a registered investment advisor at Kestra Advisory Services, LLC, based in Tyler, TX, with 21 years of industry experience. Kristi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1450 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

3304 S Broadway, Suite 202, Tyler, TX, 75701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kristi is an Investment Advisor Representative with Kestra Advisory Services, LLC, dedicating nearly all of her time to this role. She is also a member of Lucy Girl, LLC, Prothro, Wilhelmi & Company, PLLC (as a CPA), and WPBM, LLC, spending minimal time on these activities.

Employment History
Current Registrations
Kestra Advisory Services, LLC
April 2016 - Present · 10 yrs 6 mos
Previous Registrations
Kestra Investment Services, LLCBroker
January 2016 - March 2017 · 1 yr 2 mos
NFP Advisor Services, LLC
January 2016 - September 2016 · 8 mos
H.D. Vest Advisory Services, INC
January 2006 - January 2016 · 10 yrs
Hd Vest Investment ServicesBroker
November 2004 - January 2016 · 11 yrs 2 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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