William Duty is a CFA-designated registered investment advisor at White Oaks Investment Management, INC, based in Sarasota, FL, with 5 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 10 clients with $430M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
White Oaks Investment Management manages investments for private funds. The fees are determined in the offering memorandum for each fund. Clients may pay a management fee and a performance-based fee based on realized and unrealized profits, using a "High Water Mark" calculation. Sub-advisors may also charge performance-based fees.
Location
1717 2nd Street, Suite C, Sarasota, FL, 34236
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
White Oaks Investment Management, INC
Previous Registrations
White Oaks Wealth Advisors, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.