William Duty is a CFA-designated registered investment advisor at White Oaks Investment Management, INC, based in Sarasota, FL, with 6 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, High Net Worth, Investment Management. Their firm serves 10 clients with $500M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
White Oaks Investment Management, Inc. manages money for private funds and investment vehicles, with fees determined by the offering memorandum of each specific fund. Certain strategies, such as the White Oaks Flexible Strategies Fund, include a performance-based fee charged as a percentage of realized and unrealized profits, calculated using a high water mark system alongside a management fee. Clients also pay third-party costs such as brokerage commissions, custodial fees, and internal fund expenses.
Location
1717 2nd Street, Suite C, Sarasota, FL, 34236
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
White Oaks Investment Management, INC
Previous Registrations
White Oaks Wealth Advisors, INC.
State Registrations1 state
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