EP
CFP
EP
CFP
Eric Pritz is a CFP-designated registered investment advisor, based in Los Angeles, CA, with 21 years of industry experience.
Location
2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2026Settled
Other Business ActivitiesSells Insurance
Eric is a Senior Partner at SEIA, LLC, an independent RIA, dedicating nearly full-time hours to this role. He also holds a California Insurance License and works as an insurance producer, spending minimal time on this activity.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Seia
December 2006 - Present · 19 yrs 5 mos
Previous Registrations
Osaic Wealth, INC.Broker
November 2018 - August 2023 · 4 yrs 9 mos
Signator Investors, INC.
June 2005 - December 2006 · 1 yr 6 mos
Signator Investors, INC.Broker
November 2004 - November 2018 · 14 yrs
State Registrations7 states
CAHIILLANVSCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.