Whitney Bania
Whitney Bania is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Fresno, CA, with 5 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
7112 N. Fresno Street, 180, Fresno, CA, 93720
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Whitney serves on the Board of Directors as Treasurer for Temple Beth Israel, starting July 2024, and leads the finance committee. Whitney also serves as a member of the Finance Committee as of April 2024, addressing financial issues and setting the budget. Both activities require minimal time and are not investment-related.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
S & Y Asset Management LLC
Stone & Youngberg LLC
Stone & Youngberg LLCBroker
State Registrations25 states
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