Scott Wallschlaeger is a CFP-designated registered investment advisor, based in Duluth, MN, with 21 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold.
Location
309 W. Superior St., Duluth, MN, 55802
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott is dually registered with unaffiliated broker/dealer and RIA firms. He works as a registered representative for APW Capital, an investment advisor representative for Midwest Professional Planners, and an insurance wholesaler for Crump Life Insurance Services, and co-manager of MPPL Properties LLC. He also is a member of Professional Pilots, LLC and MPPL Insurance Insurance Agency Partner.
Employment History
Current Registrations
Apw Capital, INC.Broker
Midwest Professional Planners, LTD.
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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