R Thomas is a CFA-designated registered investment advisor at Touchstone Advisors INC, based in Cincinnati, OH, with 21 years of industry experience. R is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 40 clients with $31B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
303 Broadway, Suite 1100, Cincinnati, OH, 45202-4203
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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R is a board member of Woodcreek HOA since 2020, a non-investment related activity. R spends minimal time on this, attending meetings and managing dues.
Employment History
Current Registrations
Touchstone Advisors INC
Touchstone Securities, LLCBroker
Previous Registrations
Quasar Distributors, LLCBroker
New Covenant Funds Distributor, INC.Broker
One Compass Advisors
Mead Adam & CO INC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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