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Shaun Clements

19 Years of Experience
Concord, CA
Broker

Shaun Clements is a registered investment advisor, based in Concord, CA, with 19 years of industry experience.

Location

1655 Grant Street, 10th Floor, Concord, CA, 94520-2445

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Shaun works full-time as a Senior Business Development Consultant for AssetMark, Inc., a registered investment advisor and affiliate of AssetMark Brokerage, LLC. This employment began in August 2013.

Employment History
Current Registrations
Assetmark Brokerage, LLCBroker
August 2014 - Present · 11 yrs 9 mos
Assetmark, INC.
July 2010 - Present · 15 yrs 10 mos
Previous Registrations
Capital Brokerage CorporationBroker
December 2013 - August 2014 · 8 mos
Capital Brokerage CorporationBroker
July 2010 - November 2013 · 3 yrs 4 mos
AXA Advisors, LLC
October 2007 - June 2010 · 2 yrs 8 mos
AXA Advisors, LLCBroker
August 2006 - June 2010 · 3 yrs 10 mos
State Registrations5 states
DCILNCVAWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Shaun Clements - Financial Advisor | TrueAdvisor