David Way is a registered investment advisor at LPL Financial LLC, based in Folsom, NJ, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Folsom, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David operates under the DBA Ahrens Sura Wealth Management since 2010. He also owns rental real estate, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
TD Wealth Management Services INC.
TD Wealth Management Services INC.Broker
Wachovia Securities, LLCBroker
State Registrations14 states
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