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Michael Stompoly

21 Years of Experience
Overland Park, KS
Broker

Michael Stompoly is a registered investment advisor at Ameriprise Financial Services, LLC, based in Overland Park, KS, with 21 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

5700 W 112th St, Ste 130, Overland Park, KS, 66211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael works as a financial advisor providing client service support, analysis, and recommendations, dedicating about a quarter of his time to this role. He also participates in charitable giving and service projects with the Knights of Columbus, spending minimal time on these activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2007 - Present · 19 yrs 3 mos
Ameriprise Financial Services, LLC
February 2007 - Present · 19 yrs 3 mos
Ameriprise Financial Services, LLCBroker
February 2007 - Present · 19 yrs 3 mos
Previous Registrations
Linsco/private Ledger CORP.
January 2005 - December 2006 · 1 yr 11 mos
Linsco/private Ledger CORP.Broker
October 2004 - December 2006 · 2 yrs 2 mos
State Registrations25 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Stompoly - Financial Advisor | TrueAdvisor