Rosemary Abreu is a registered investment advisor at LPL Financial LLC, based in Corona, NY, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
37-97 103rd St, Corona, NY, 11368
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Rosemary operates her LPL business under the DBA Flagstar Wealth Services. This activity is investment-related and conducted at her reported business location.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
City National Securities, INC.
City National Securities, INC.Broker
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Royal Alliance Associates, INC.Broker
Santander Securities LLCBroker
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities INC.Broker
Chase Investment Services CORP.Broker
Citicorp Investment ServicesBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.