GP
GP

Gregory Pittenger

19 Years of Experience
Raleigh, NC
Broker

Gregory Pittenger is a registered investment advisor at Principal Asset Management, based in Raleigh, NC, with 19 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 7,399 clients with $360B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
119 advisors
Number of Clients
7,399 clients
Average Client Portfolio
$49.2M average
Assets Under Management
$364.0B

Fee Structure

Investment management only (planning not offered)

Principal AM's fees are generally based on a percentage of the value of the assets they manage or a fixed fee. Fees can vary and may be negotiable depending on factors like the client's relationship with Principal AM, the number of accounts managed, the size of the account, and the services provided. Fees and allocations can be fixed, fixed plus performance-based, or performance-based only. Certain fixed fees are required to be paid up front.

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Location

Raleigh, NC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gregory is an access/supervised person of Principal Global Investors, LLC. He also co-owns and owns multiple eyelash extension salons, dedicating about 10-20% of his time to one and minimal time to the others.

Employment History
Current Registrations
Principal Asset Management
August 2019 - Present · 6 yrs 11 mos
Principal Funds Distributor, INC.
August 2019 - Present · 6 yrs 11 mos
Principal Funds Distributor, INC.Broker
August 2019 - Present · 6 yrs 11 mos
Previous Registrations
Strategic Blueprint, LLC
July 2019 - July 2019 · 0 mos
The Strategic Financial Alliance
December 2018 - July 2019 · 7 mos
The Strategic Financial Alliance, INC.Broker
September 2018 - July 2019 · 10 mos
J.P. Morgan Institutional Investments INC.Broker
February 2016 - June 2017 · 1 yr 4 mos
J.P. Morgan Institutional Investments INC.Broker
November 2004 - December 2015 · 11 yrs 1 mo
State Registrations21 states
ALARCTDCDEFLGAIAKSLAMDMOMSNCNYOKPASCTNVAWV
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.