Emily Hermeno is a CFP-designated registered investment advisor at Prosperity Road, LLC, based in Santa Ana, CA, with 20 years of industry experience. Emily operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning, Tax Planning. Their firm serves 65 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $3.0M | 0.90% |
| $3.0M - $5.0M | 0.80% |
| $5.0M - $7.5M | 0.70% |
| $7.5M - $10.0M | 0.60% |
| $10.0M - $15.0M | 0.50% |
| $15.0M - $20.0M | 0.45% |
| $20.0M - $25.0M | 0.40% |
| $25.0M - $50.0M | 0.35% |
| $50M+ | 0.30% |
Fees may be negotiable at the sole discretion of the Advisor. A minimum fee of $4,500 is imposed, but can be waived at the advisor's discretion.
Fee Estimator
Location
12341 Newport Avenue, Ste. A-100, Santa Ana, CA, 92705
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Emily is a manager at a CPA firm since 2006. This non-investment related activity takes about 10-20% of her time, with about a third of that occurring during securities trading hours.
Employment History
Current Registrations
Prosperity Road, LLC
Previous Registrations
Financial Advocates LLC
The Ayco Company,l.p.
State Registrations1 state
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