Michael Hazen is a registered investment advisor, based in Durham, NC, with 19 years of industry experience.
Location
280 S Mangum St, Ste 550, Durham, NC, 27701-3676
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael works full-time as a compliance operations manager for Verity Asset Management, Inc. He also volunteers as Chapter Treasurer for The Gideons International, dedicating minimal time to managing their local chapter's cash flow.
Employment History
Current Registrations
The Leaders Group, INC.Broker
The Leaders Group, INC.
Verity Asset Management
Previous Registrations
The Leaders Group, INC.Broker
Verity Investments, INC.Broker
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Cetera Advisors LLCBroker
Cetera Financial Specialists LLCBroker
Cetera Investment Services LLCBroker
First Allied Securities, INC.Broker
Summit Brokerage Services, INC.Broker
Girard Securities, INC.Broker
Kestra Advisory Services, LLC
NFP Advisor Services, LLC
Kestra Investment Services, LLCBroker
Scottrade, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.