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Brian Haney

Cambridge Investment Research Advisors, INC.
20 Years of Experience
Silver Spring, MD
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Brian Haney is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Silver Spring, MD, with 20 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

308 Southwest Dr., Silver Spring, MD, 20910

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
April 2017
Customer Dispute
December 2008
Withdrawn
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brian is a VP and licensed insurance agent at The Haney Company, a family-owned insurance brokerage, dedicating about a quarter of his time. He also serves as Immediate Past President of NAIFA, is an author and professional speaker, and provides advisor branding coaching and consulting.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
November 2025 - Present · 11 mos
Cambridge Investment Research, INC.
November 2025 - Present · 11 mos
Cambridge Investment Research, INC.Broker
November 2025 - Present · 11 mos
Previous Registrations
Dempsey Lord Smith, LLC
January 2026 - April 2026 · 3 mos
Dempsey Lord Smith, LLC
November 2022 - December 2025 · 3 yrs 1 mo
Dempsey Lord Smith, LLCBroker
November 2022 - November 2025 · 3 yrs
Coastal Equities, INC.Broker
March 2018 - November 2022 · 4 yrs 8 mos
Coastal Investment Advisors
March 2018 - November 2022 · 4 yrs 8 mos
MML Investors Services, LLC
October 2015 - May 2017 · 1 yr 7 mos
MML Investors Services, LLCBroker
September 2007 - May 2017 · 9 yrs 8 mos
Suntrust Investment Services, INC.Broker
April 2006 - July 2007 · 1 yr 3 mos
Wachovia Securities, LLCBroker
December 2004 - December 2005 · 1 yr
State Registrations9 states
AZCADCFLILMDNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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