Clinton Warren
Clinton Warren is a registered investment advisor at Citigroup Global Markets INC., based in Denver, CO, with 19 years of industry experience. Clinton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.
Location
Citi Private Bank, 1225 17th Street, 21st Floor, Suite 2100, Denver, CO, 80202
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2020Other Business Activities
Clinton is a board member of HP Girls Lacrosse Club, a local nonprofit lacrosse team, since June 2023. He has access to the bank accounts and spends minimal time on this activity.
Employment History
Current Registrations
Citigroup Global Markets INC.
Citi Private Alternatives, LLCBroker
Citigroup Global Markets INC.Broker
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
J.p.morgan Securities INC.
J.P. Morgan Securities INC.Broker
J.P. Morgan Securities INC.Broker
J. P. Morgan Securities INC.
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc One Securities Corporation
Banc One Securities CorporationBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.