David Scott is a CFP-designated registered investment advisor at LPL Financial LLC, based in Sault Ste. Marie, MI, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
812 Ashmun Street, Sault Ste. Marie, MI, 49783
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David owns Scott Real Estate, LLC, a rental property, and spends minimal time on it. He is also a notary public, dedicating minimal time, and operates Scott Financial Services, LLC for tax/investment purposes, which takes nearly full-time hours. David also has a speaking engagement and operates Sincerity Wealth Solutions as a DBA for his LPL business, dedicating full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward JonesBroker
State Registrations22 states
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