TrueAdvisor
TrueAdvisor
CW
CFA
CW
CFA

Cayman Wills

Hsbc Securities (USA) INC.
17 Years of Experience
Greenwich, CT
Broker
View SEC Summary
View SEC Summary

Cayman Wills is a CFA-designated registered investment advisor at Hsbc Securities (USA) INC., based in Greenwich, CT, with 17 years of industry experience. Cayman is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 12,108 clients with $3.8B in assets under management.

Hsbc Securities (USA) INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
375 advisors
Number of Clients
12,108 clients
Average Client Portfolio
$317K average
Assets Under Management
$3.8B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.20%
$500K - $1.0M1.00%
$1.0M - $2.0M0.90%
$2.0M - $5.0M0.80%
$5.0M - $10.0M0.65%
$10M+0.55%

Fees are generally negotiable and can be discounted at the firm's discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Citi Private Bank, 3 Greenwich Office Park, 3rd Floor, Greenwich, CT, 06831

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Hsbc Securities (USA) INC.Broker
September 2026 - Present · 1 mo
Citigroup Global Markets INC.
July 2022 - Present · 4 yrs 3 mos
Citigroup Global Markets INC.Broker
July 2022 - Present · 4 yrs 3 mos
Citigroup Global Markets INC.
July 2022 - Present · 4 yrs 3 mos
Previous Registrations
Citi Private Alternatives, LLCBroker
July 2022 - August 2026 · 4 yrs 1 mo
J.P. Morgan Securities LLC
December 2020 - July 2022 · 1 yr 7 mos
J.P. Morgan Securities LLCBroker
June 2011 - July 2022 · 11 yrs 1 mo
J.P. Morgan Securities INC.Broker
October 2005 - December 2006 · 1 yr 2 mos
J.P. Morgan Securities INC.Broker
November 2004 - July 2005 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Greenwich, CT →All financial advisors in Connecticut →