Thomas O
Thomas O is a registered investment advisor at Ratio Capital, based in Las Vegas, NV, with 18 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 53 clients with $23M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fee is negotiable.
Fee Estimator
Location
8465 W. Sahara Ave, Suite 111-44, Las Vegas, NV, 89117
Get directionsHistory
Regulatory History (3)
Regulatory
April 2020Regulatory
March 2016Employment Separation After Allegations
September 2014Other Business ActivitiesSells Insurance
Thomas is the President/Principal of Ratio Benefits, selling and administering fixed insurance such as health, life, disability, vision, and dental in a group setting, dedicating about 10% of his time. He also conducts business under the DBAs Ratio Investment Management, Ratio Insurance, and Ratio Financial Holdings, which involves soliciting and administering fixed lines of insurance, spending about 10% of his time on the latter two.
Employment History
Current Registrations
Ratio Capital
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
MML Investors Services, INC.
MML Investors Services, INC.Broker
MML Investors Services, INC.
MML Investors Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.