Nicole Ventura is a registered investment advisor, based in St. Petersburg, FL, with 19 years of industry experience.
Location
880 Carillon Parkway, St. Petersburg, FL, 33716
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nicole works part-time as an associate/employee for CoventBridge, performing hourly data entry work since January 2024. This takes about 10-20% of her time and does not occur during trading hours.
Employment History
Current Registrations
Raymond James Financial Services, INC.
May 2023 - Present · 3 yrs 2 mos
Raymond James Financial Services Advisors, INC
May 2023 - Present · 3 yrs 2 mos
Raymond James Financial Services, INC.Broker
May 2023 - Present · 3 yrs 2 mos
Raymond James & Associates, INC.
November 2011 - Present · 14 yrs 8 mos
Raymond James & Associates, INC.
November 2011 - Present · 14 yrs 8 mos
Raymond James & Associates, INC.Broker
November 2011 - Present · 14 yrs 8 mos
Previous Registrations
LPL Financial Corporation
January 2009 - December 2010 · 1 yr 11 mos
LPL Financial CorporationBroker
January 2009 - December 2010 · 1 yr 11 mos
Metlife Securities INC.Broker
January 2007 - July 2008 · 1 yr 6 mos
Metropolitan Life Insurance CompanyBroker
January 2007 - July 2007 · 6 mos
Wells Fargo Investments, LLC
May 2005 - January 2007 · 1 yr 8 mos
Wells Fargo Investments, LLCBroker
February 2005 - January 2007 · 1 yr 11 mos
State Registrations2 states
FLIA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.