LW
LW

Leslie Williams

22 Years of Experience
Fairfield, CT
Broker

Leslie Williams is a registered investment advisor at Morgan Stanley, based in Fairfield, CT, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

1229 Post Road, Fairfield, CT, 06824

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Leslie serves on the board of directors for Enexus Corp, an industrial manufacturing equipment company, since 2004. This requires minimal time.

Employment History
Current Registrations
Morgan Stanley
December 2013 - Present · 12 yrs 5 mos
Morgan StanleyBroker
December 2013 - Present · 12 yrs 5 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
December 2004 - December 2013 · 9 yrs
Ids Life Insurance CompanyBroker
December 2004 - July 2006 · 1 yr 7 mos
Ameriprise Financial Services, INC.
January 2004 - December 2013 · 9 yrs 11 mos
State Registrations16 states
AZCACTDEFLGAIAILMANCNJNVNYPATXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Leslie Williams - Financial Advisor | TrueAdvisor