Mark Wells is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2000 Westchester Avenue, Purchase, NY, 10577-2530
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2023 - Present · 3 yrs 1 mo
Morgan Stanley
June 2023 - Present · 3 yrs 1 mo
Morgan StanleyBroker
June 2023 - Present · 3 yrs 1 mo
Previous Registrations
Ameriprise Financial Services, LLC
June 2011 - June 2023 · 12 yrs
Ameriprise Financial Services, LLCBroker
October 2010 - June 2023 · 12 yrs 8 mos
Chase Investment Services CORP.Broker
May 2010 - October 2010 · 5 mos
Chase Investment Services CORP.
May 2010 - October 2010 · 5 mos
Amerivest Investment Management, LLC
July 2008 - May 2009 · 10 mos
TD Ameritrade, INC.
July 2008 - May 2009 · 10 mos
TD Ameritrade, INC.Broker
June 2008 - May 2009 · 11 mos
Commerce One Financial INC.Broker
November 2004 - May 2008 · 3 yrs 6 mos
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.